Ken Norensberg: An Expert in Broker Dealers, Registered Investment Advisors, & Business Development

Ken Norensberg is the Managing Director of Luxor Financial Group, a New York based Compliance and Business Development Firm specializing in regulatory filings, New Member Applications, Audits, WSPs, AML procedures, Business Development platforms and day-to-day operations of Broker Dealers and Registered Investment Advisers

Ken has over 20 years of experience in the securities industry with a specialty in Private Placements. He was a Regional Manager as well as a Branch Office Manager on Wall Street and VP of Business Development.

Ken has the unique distinction of having been a two term Member of the FINRA Board of Governors. FINRA oversees the regulatory activities and business practices of over 3,800 Broker Dealers, 160,000 Branch offices, 630,000 registered representatives and over 4,000 employees and consultants with annualized revenues and a budget of approximately $800,000,000 (Eight hundred million dollars.)

Additionally, Ken was a Member of the following committees and subcommittees:

Regulatory Policy Committee

Emerging Regulatory Issues (Subcommittee)

Financial, Operations & Technology Committee

Pricing (Subcommittee)

Ex-Officio of the Small Firms Advisory Board (SFAB)

The Board contends with many complex issues that affect large organizations from generating revenues, managing expenses, personnel, legal, regulatory, political and operational issues.

Mr. Norensberg graduated from the City University of New York, Brooklyn College with a Bachelor of Science degree in Management and Finance.